Electronic copy available at: http://ssrn.com/abstract=1107918
CORRUPTION AS A VIOLATION OF HUMAN RIGHTS
Julio Bacio-Terracino*
January 2008
Abstract
In recent years, scholars have begun to examine the links between corruption and human
rights and have widely held that corruption violates human rights. However, most of such
assertions fail to show in a detailed manner the ways in which the rights are infringed on by
different corrupt practices. Although all corrupt practices may in the long run affect a human
right, this is not synonymous with a violation of rights. This work analyses when and how a
corrupt practice entails a human rights violation by examining how the most common corrupt
practices may violate several fundamental human rights. As this work reveals certain corrupt
practices are only indirectly linked to a violation of human rights. Corruption in these cases is
a factor fuelling human rights violations and can only be distantly linked to the infringement
of human rights. On the contrary, other corrupt practices may constitute a violation of human
rights in and of themselves. As evidenced through several examples, corruption is directly
linked to a violation of human rights when the corrupt act is expressly used as a means to
violate the right, or when the corrupt practice is an essential factor in the chain of events that
eventually violates the human right. The aim of this paper is to provide a “model analysis”
that can be applied more generally to cases of corruption in order to establish the extent to
which they concern a violation of human rights. In addition, understanding corruption as a
violation of human rights serves to add a new perspective to those working for human rights
and those fighting against corruption.
* Ph.D. Candidate, International Law, Graduate Institute of International and Development
Studies, Geneva [baciote2@hei.unige.ch]. This paper was originally written by the author for
the International Council on Human Rights Policy, which is currently preparing a research
project on the subject of corruption and human rights [www.ichrp.org/en/projects/131]. The
author wishes to thank Magdalena Sepúlveda for her helpful comments on earlier drafts.
Electronic copy available at: http://ssrn.com/abstract=1107918
2
TABLE OF CONTENTS
PURPOSE OF THIS WORK................................................................................................................................3
THE RELEVANCE OF LINKING CORRUPTION AND HUMAN RIGHTS ...............................................4
HUMAN RIGHTS PROVIDE ADDITIONAL FORA AND MECHANISMS TO FIGHT CORRUPTION................................. 4
SOCIAL EMPOWERMENT AND PUBLIC PRESSURE ................................................................................................ 4
A HUMAN RIGHTS APPROACH MAY CIRCUMVENT LEGALISTIC DIFFICULTIES ................................................... 4
TO FIGHT CORRUPTION CONSTITUTES A STATE HUMAN RIGHTS OBLIGATION................................................... 4
CORRUPTION IS A HUMAN RIGHTS ISSUE ............................................................................................................ 4
WHAT IS UNDERSTOOD BY “CORRUPTION”? ..........................................................................................5
CORRUPT ACTS ................................................................................................................................................... 6
Bribery........................................................................................................................................................... 6
Embezzlement ................................................................................................................................................ 7
Trading in Influence ...................................................................................................................................... 7
Abuse of Functions ........................................................................................................................................ 7
Illicit Enrichment........................................................................................................................................... 7
THE IMPACT OF CORRUPTION ON HUMAN RIGHTS .............................................................................8
CORRUPTION AS A VIOLATION OF HUMAN RIGHTS...........................................................................10
CORRUPTION AS A VIOLATION OF THE RIGHT TO A FAIR TRIAL AND TO AN EFFECTIVE REMEDY ..................... 12
CORRUPTION AS A VIOLATION OF THE RIGHTS OF THE CHILD........................................................................... 14
CORRUPTION AS A VIOLATION OF THE RIGHT TO WORK................................................................................... 16
CORRUPTION AS A VIOLATION OF THE RIGHTS OF POLITICAL PARTICIPATION.................................................. 17
CORRUPTION AS A VIOLATION OF THE RIGHT TO FOOD .................................................................................... 19
CORRUPTION AS A VIOLATION OF THE RIGHT TO WATER ................................................................................. 20
CORRUPTION AS A VIOLATION OF THE RIGHT TO ADEQUATE HOUSING............................................................ 22
CORRUPTION AS A VIOLATION OF THE RIGHT TO HEALTH ................................................................................ 23
CORRUPTION AS A VIOLATION OF THE RIGHT TO EDUCATION .......................................................................... 27
EMBEZZLEMENT OF FUNDS DESTINED TO SOCIAL PROGRAMMES AS A VIOLATION OF
HUMAN RIGHTS............................................................................................................................................... 31
CORRUPTION RESULTS IN DISCRIMINATION........................................................................................33
3
Purpose of This Work
In recent years, scholars have begun to examine the links between corruption and human
rights. This has originated mostly as a result of shifting perspectives, with corruption
currently being considered a problem that affects the individual. Corruption has long been
regarded as a problem of an administrative nature with the focus placed on public officials. It
then grew to be also considered an economic problem, as it made commercial transactions
more expensive. But more recently, corruption has begun to become regarded as a problem
with serious social implications. It is considered to be a problem related to the design and
functioning of social institutions that threatens the social fabric. A social approach to
corruption places emphasis on the individuals that suffer its consequences. As a result, it has
become evident that corruption has an undeniable connection with individuals and their
inherent human rights.
Corruption may have a widespread and long-term impact on human rights. However, this
work concentrates solely on one specific impact: when corruption violates human rights. The
present paper aims at describing the underlying conceptual framework when establishing
corruption as a violation of human rights. To that end, several examples of corrupt practices
that violate human rights will be given in order to illustrate the notion of corruption as a
human rights violation. The aim is to provide a “model analysis” that can be used to
determine if other corruption cases also constitute a violation of human rights.
As evidenced in the next section, understanding corruption as a violation of human rights
serves mostly to add a new perspective to those working for human rights and those fighting
against corruption.
4
The Relevance of Linking Corruption and Human Rights
Human Rights Provide Additional Fora and Mechanisms to Fight Corruption
A clear understanding of the impact of corruption on human rights will open the door to
existing human rights machinery on which to base further action against corruption.
Identifying certain corrupt practices as human rights violations might result in discussing the
problem of corruption at human rights fora which would add further channels of
communication and new players to the combat against corruption. Additionally, certain
typical human rights mechanisms (international human rights courts, U.N. complaints
mechanisms, or national human rights institutions) might prove useful to also remedy corrupt
practices that violate human rights.
Social Empowerment and Public Pressure
If corruption is perceived as a violation of human rights it will raise awareness among people
of the consequences of corruption on individual interests and how detrimental a minor corrupt
practice may be for victims and the population generally. This might engage large sectors of
the citizenry into strong supporters in fighting corruption. Moreover, if certain everyday
corrupt practices are seen as a violation of human rights it will empower victims of corruption
to look for venues for redress.
A Human Rights Approach May Circumvent Legalistic Difficulties
Corrupt practices that may not necessarily be illegal and thus cannot be counterattacked
through law enforcement can be combated through the human rights machinery. For instance,
in many judicial systems nepotism or political favouritism are not considered corruption in
strict legal terms, i.e. it is not prohibited by the law. However, such practice may result in a
violation of the rights of political participation and right to equal access to public service. In
these cases human rights constitute a way out from strict legal rules. If a corrupt practice does
not satisfy legal requirements it may still result in a human rights violation and if it is
regarded, understood and explained in terms of a human rights violation such practice may be
overruled.
To Fight Corruption Constitutes a State Human Rights Obligation
If corruption in many circumstances violates human rights it is hence required from states to
fight corruption in order to ensure to everyone the enjoyment of those rights.
Corruption is a Human Rights Issue
Corruption is not foreign to the human rights movement as it has the potential of undermining
the enjoyment and full realisation of human rights. Promotion and protection of human rights
needs to have an anti-corruption aspect.
5
What Is Understood by “Corruption”?
There is no universally accepted definition of corruption. There is a tendency to use the term
“corruption” loosely as a catch-all term. There is also considerable disagreement over which
specific acts constitute corruption. Most people would agree that the embezzlement of public
assets or the acceptance of bribes by a public official entails corruption, but if an employee of
a private company is bribed by a contractor of the company, is this also a question of
corruption? Most would still regard it as a corrupt act, but there exists a minority which holds
that the term “corruption” is limited to acts that take place within the public sector. A more
extreme view holds that corruption also encompasses cases such as when office supplies in a
company go “missing,” or when a public employee claims to be sick but goes on vacation.
Such differing ideas about what constitutes corrupt practices have resulted in different
definitions of corruption. Today, probably the most used definition is the one adopted by the
non-governmental organization Transparency International: “corruption is the abuse of
entrusted power for private gain.”
It is important to note that corruption can also take place solely within the private sector. It is
now widely accepted that corrupt practices within the private sector do in fact have a place
within the spectrum of corruption. Most organisations currently working to fight corruption
deal with corrupt practices in the private sector, mainly with the understanding that in order to
effectively combat corruption and design appropriate policies, it is necessary to include
private entities.
Most importantly, there is a significant connection between corruption, human rights, and the
private sector. The Special Representative of the Secretary-General on the Issue of Human
Rights and Transnational Corporations and Other Business Enterprises has mentioned
corruption as part of the abuses on human rights committed by transnational corporations.1
Undoubtedly, corruption is relevant to the relationship between transnational corporations and
human rights. In this context, the notion of Corporate Social Responsibility is increasingly
taking into account the problem of corruption. For example, the CSR initiative of the United
Nations, the Global Compact, contains an Anti-Corruption Principle: “Business should work
against corruption in all its forms, including extortion and bribery.” This initiative focuses on
providing anti-corruption background information, as well as providing guidance and other
tools to participating businesses and organisations around the world. Companies that
participate in this initiative must make anti-corruption part of their strategy, culture, and dayto-
day operations.
Privatisation is another issue related to the private sector that has important implications on
corruption and human rights. Through privatisation, public functions such as health, transport,
or telecommunications are put in private hands with the necessary transfer of budgetary
allocations and regulatory powers. Experience has shown that privatisations are prone to
corruption, thus any definition of corruption should include the private sector.
Hence, in general corruption is understood as the abuse of entrusted power both in the private
and public sectors for private gain. Yet, in this work, a much more specific definition is
1 United Nations Commission on Human Rights, Interim Report of the Special Representative of the Secretary-
General on the Issue of Human Rights and Transnational Corporations and Other Business Enterprises, U.N.
Doc. E/CN.4/2006/97, 22 February 2006, para. 25-27.
6
needed. Only by specifying the wide definition of corruption can one expect to analyse when
and how different corrupt practices entail a violation of human rights. Hence, it is necessary
to have recourse to a legal definition of corruption.
In the legal context, the commonly understood definition of corruption as “the abuse of
entrusted power for private gain” should be translated into “the illegal abuse of entrusted
power for private gain.” In other words, the legal definition of corruption adds a further
condition, which is the unlawful abuse of the entrusted power. This means that the person in a
position of power who is accused of corruption must be acting contrary to the law.
Although every country in the world criminalises corruption in some form, both at the
international and national levels corruption as such in legal terms does not exist as a crime.
Corruption is generally used as a term to group certain criminal acts which correspond to the
general notion of an abuse of entrusted power.
International conventions against corruption reflect this, as they do not define and criminalise
corruption, but rather enumerate criminal acts which amount to corruption. The best definition
of corruption (because it is at the same time broad in scope but detailed in content) is the one
provided by the Southern African Development Community Protocol against Corruption:
“‘Corruption’ means any act referred to in Article 3 and includes bribery or any other
behaviour in relation to persons entrusted with responsibilities in the public and private
sectors which violates their duties as public officials, private employees, independent agents
or other relationships of that kind and aimed at obtaining undue advantage of any kind for
themselves or others.”
Corrupt Acts
There is no one single comprehensive list of acts that is universally accepted as constituting
corruption. National laws vary on which criminal acts are considered corrupt acts. However,
on the basis of the latest and broadest international anti-corruption convention, namely the
United Nations Convention against Corruption (UNCAC), one can gain an idea of what has
generally been accepted as “corrupt acts.” The following is the list of core corrupt acts. It is
important to note, however, that this is not an exhaustive list. Progressive development could
enlarge this list to include other acts in the future.
Bribery
The most representative act of corruption is bribery. It may be defined as the promise,
offering or giving, to a public official, or the solicitation or acceptance by a public official,
directly or indirectly, of an undue advantage, for the official himself or another person or
entity, in order that the official act or refrain from acting in the exercise of his official duties.
There are however several different forms of bribery. The act of offering a bribe is commonly
referred to as active bribery and the act of accepting the bribe as passive bribery. In addition,
there are differences in the definition of bribery whether it involves a national or foreign
public official, and whether it takes place with the public sector or solely within the private
sector. The aforementioned definition refers to bribery of national public officials. The
bribery of foreign public officials and officials of public international organisations, also
called transnational bribery, adds the condition that the undue advantage given to the official
must be in the context of international business. If the act of bribery is committed in the
7
course of economic, financial or commercial activities and solely involves persons in the
private sector, this is referred to as bribery in the private sector.
Embezzlement
A common corrupt practice is embezzlement of public property. It may be defined as the
misappropriation or other diversion by a public official, for purposes unrelated to those for
which the assets were intended, for his benefit or for the benefit of another person or entity, of
any property, public or private funds or securities or any other thing of value entrusted to the
public official by virtue of his position. The embezzlement of property can also occur in the
private sector in the course of economic, financial or commercial activities.
Trading in Influence
The promise, offering or giving to a public official or any other person, or the solicitation or
acceptance by a public official or any other person, directly or indirectly, of an undue
advantage in order that the public official or the person abuse his real or supposed influence
with a view to obtaining from an administration or public authority an undue advantage for
the original instigator of the act or for any other person, is called trading in influence. For
some it is irrelevant whether or not the influence is ultimately exerted and whether or not it
leads to the intended result. Trading in influence is also commonly divided into its active form
(giving an advantage in exchange for influence) and its passive form (requesting or accepting
an advantage in exchange for influence).
Abuse of Functions
The abuse of functions or position is referred to as the performance of, or failure to perform
an act, in violation of laws, by a public official in the discharge of his functions, for the
purpose of obtaining an undue advantage for himself or for another person or entity.
Illicit Enrichment
The corrupt act of illicit enrichment may be defined as a significant increase in the assets of a
public official that he cannot reasonably explain in relation to his lawful income. Illicit
enrichment is a particularly controversial act of corruption because according to some
opinions, the criminalisation of such an act goes against the principle of presumption of
innocence and reverses the burden of proof. For this reason, when anti-corruption conventions
ask states to criminalise such an act it is always stipulated under the clause “subject to the
State’s constitution and the fundamental principles of its legal system.”
8
The Impact of Corruption on Human Rights
There is agreement that the consequences of corrupt practices are widespread and negative for
our society. Evidently, corruption has the potential of undermining the enjoyment of human
rights in all areas, be they economic, social, cultural, civil, or political. However, the impact
of corruption on human rights will vary in each case. While many corrupt practices violate
human rights, as it will be described below, in many cases corruption has a harmful effect on
human rights but does not constitute a violation. A corrupt election procedure may result in
political instability in the form of protests, riots and subsequent suppression of human rights
in order to restore stability. The human rights violations that take place after the election are
originated by a corrupt practice but are independent from it.
In many cases corruption will lead to human rights violations but will not itself violate a
human right. Corruption in these cases is a factor fuelling human rights violations but can
only be distantly linked to the infringement upon human rights. For example, there are
numerous cases where people investigating or reporting corruption cases, so called
whistleblowers, are silenced through harassment, threat, imprisonment and even killings. In
such cases the right to liberty, the right to freedom of expression, and the right to freedom
from torture or cruel, inhuman or degrading treatment may be violated. However, corruption
in these cases functions as a remote cause of the violation as it is corruption that triggered the
work of the whistleblowers. Yet in such cases, the human rights of the whistleblowers are not
violated through corrupt practices.
It is important to distinguish cases where corruption is at the origin of subsequent violations
of human rights from cases where corruption is itself part of the violation or a means to
achieve a violation.
9
States’ Obligation to Take Steps to the Maximum of their Available Resources with a View to
Progressively Achieve the Full Realisation of Economic, Social, and Cultural Rights (ICESCR Art. 2.1)
One particular obligation arising from the International Covenant on Economic, Social and Cultural Rights
(ICESCR) merits a separate analysis because it relates to all economic, social and cultural rights. When states
become parties to the ICESCR, they accept a general legal obligation which relates to all rights in that Covenant.
States must take steps to the maximum of their available resources with a view to progressively achieve the full
realisation of the economic, social, and cultural rights recognised in the ICESCR. In other words, states accept
two obligations: to immediately take steps to progressively ensure economic, social and cultural rights to
everyone under their jurisdiction, and to devote the maximum of available resources towards this aim. States
must take deliberate, concrete, and targeted steps towards the goal of full realisation of the relevant rights.
The obligation to take steps and to devote the maximum of available resources is an immediate one. To this end,
states must adopt a range of different measures, such as enacting relevant legislation, providing judicial
remedies, and taking administrative, financial, educational or social measures. States have to move as quickly
and effectively as possible towards the full realisation of economic, social, and cultural rights. Any deliberate
retrogressive measures in regards to the realisation of these rights would need to be justified in the context of the
use of maximum available resources.
Corruption reveals that the state is not taking steps in the right direction. When funds are stolen by corrupt
officials or when access to health care, education, and housing is dependent on bribes the state resources are
clearly not being used to their maximum towards the realisation of economic, social and cultural rights. The UN
Special Rapporteur on the Right to Health has specifically referred to this and held that when a state does not
reach its goals in order to progressively achieve the realisation of the right to health due to corruption in the
health sector, then the state has failed to comply with its obligations concerning the right to health.2 The United
Nations Committee on the Rights of the Child has referred to the fact that corruption has a negative effect on the
level of resources available for the implementation of the Convention on the Rights of the Child, and thus states
cannot comply with their obligation to implement economic, social and cultural rights of children, to the
maximum extent of available resources as provided under Article 4 of the Convention.3 Indeed, the
embezzlement of funds by a public official at a ministerial level would result in less availability of economic
resources to assign, for example, to sectors of law enforcement meant to protect children from human trafficking,
sexual exploitation and labour.
2 U.N. Econ. & Soc. Council, Report of the Special Rapporteur on the Right of Everyone to the Enjoyment of the
Highest Attainable Standard of Physical and Mental Health, Paul Hunt, U.N. Doc. E/CN.4/2006/48, 3 March
2006, para. 40.
3 Committee on the Rights of the Child, Concluding Observations of the Committee on the Rights of the Child:
Tajikistan, U.N. Doc. CRC/C/15/Add.136, 23 October 2000, para. 5; Committee on the Rights of the Child,
Concluding Observations of the Committee on the Rights of the Child: Kenya, U.N. Doc. CRC/C/15/Add.160, 7
November 2001, para. 9; Committee on the Rights of the Child, Concluding Observations of the Committee on
the Rights of the Child: Georgia, U.N. Doc. CRC/C/15/Add.124, 28 June 2000, para. 18 and 19.
10
Corruption as a Violation of Human Rights
It has been widely held that corruption violates human rights. However, most of the time such
assertions fail to show in a detailed manner the ways in which the rights are infringed on by
different corrupt practices. Such claims are overtly general and seem to hold that every
corrupt situation affects a human need and thus violates human rights. Although all corrupt
practices may in the long run affect a human right, this is not synonymous with a violation of
human rights. To avoid such generalisations it is pertinent to analyse when and how a corrupt
practice entails a human rights violation.
All individuals are endowed with human rights, and all states are obliged to ensure that their
populations enjoy these rights. In turn, each human right gives rise to specific obligations of
states. For people to enjoy their human rights, states need to carry out these obligations. In
general, states possess three types of human rights obligations. States must respect, protect
and fulfil all human rights. The obligation to respect requires states to refrain from interfering
directly or indirectly with the enjoyment of human rights. The obligation to protect requires
states to prevent third parties from interfering in any way with the enjoyment of human rights.
States must also fulfil human rights, thus have to take positive measures to assist individuals
and communities in enjoying those rights.
There is a violation of a human right when an act or omission of a state is not in conformity
with its obligation to respect, protect and fulfil the human rights of persons under its
jurisdiction. However, to make such an assessment, it is key to determine what specific
conduct is required of the state concerning each human right. This will depend on the precise
terms of the state’s human rights obligations, as well as their interpretation and application,
which should take into account the object and purpose of such obligations and the facts of
each particular case. The term “violation” should only be utilised when a legal basis and an
identifiable corresponding legal obligation exist.
It is widely accepted that states have a duty to protect individuals not just against violations of
their human rights by state agents, but also against acts committed by private persons or
entities. Indeed, in certain cases states have to take positive measures to ensure that private
persons or entities do not impinge on human rights of individuals. States could breach their
human rights obligations where they fail to take appropriate measures or to exercise due
diligence to prevent, punish, investigate or redress the harm caused by such acts by private
persons or entities.
In order to determine if a particular corrupt practice violates a human right it is central to first
identify which actions or omissions are required from the state to protect, respect and fulfil
that specific human right. A clear understanding of the scope and content of the right is
necessary to identify such state obligations.
Second, the corrupt practice in question has to be analysed in the context of the scope and
content of a human right and if it affects such content in a direct or indirect way and the state
fails to meet its obligation to protect, respect and fulfil the human right one may refer to
corruption as violating a human right.
Corruption is directly in connection to a violation of human rights when the corrupt act is
deliberately used as a means to violate the right. Corruption in this case affects the enjoyment
of the right. For example, a bribe offered to a judge per se affects the independence and
11
impartiality of that judge and hence the right to a fair trial is violated. In this case the bribe is
specifically used to affect the fairness of a trial.
In other cases, corruption directly violates a human right by preventing individuals from
having access to such right. Conditionality of access to human rights produces the violation.
When an individual in order to have access to health or education needs to bribe a doctor to
obtain medical treatment or a teacher to be allowed to attend a class his right to health and
education is infringed by corruption.
In other situations, corruption will be considered to violate human rights in an indirect way.
When a corrupt practice constitutes an essential contributing factor in a chain of events that
eventually leads to a violation of a right corruption can still be blamed for violating human
rights. In this case the right is violated by an act that derives from a corrupt act. But, the act of
corruption constitutes a necessary condition for the violation. For example, the use of bribery
to influence public officials’ decisions to allow the illegal importation of toxic waste from
other countries is a common practice around the world. If a corrupt Minister allows the illicit
dumping of toxic waste in a place close to a residential area the rights to life and health of the
people in the area are violated. Yet, the rights are violated by the act of allowing the illicit
dumping of toxic wastes. The rights to life and health in this example are not directly violated
by the bribe received by the corrupt Minister. What violates the human rights is an act that
derives from such corrupt act. But, the act of corruption was a necessary condition for the
violation. Without the bribe, the official would not have allowed the illicit dumping of toxic
wastes. Hence, even when there is not a direct connection, corruption may nonetheless be an
essential contributing factor in a chain of events that eventually leads to a violation, and as
such corruption indirectly violates human rights.
The following sections describe how the most common corrupt practices may violate either
directly or indirectly several fundamental human rights.
Summary Review of a Human Rights Violation
1. Identify the corrupt practice
• Establish what corrupt act is involved (bribery, embezzlement, etc.)
• Identify perpetrator, victim and harm to the victim
2. Identify if the harm to the victim affects his/her human rights
• Study the scope and content of the human rights in question
• Establish what were the state’s obligations concerning the human right in question
3. Evaluate if the corrupt practice constitutes a violation of a human right
• Determine if the state provides to the victim venues for redress and remedies for such harm
• Establish if the harm suffered by the victim reflects the failure of the state to respect, protect, or fulfil
the human rights in question
• Establish how direct is the connection between the corrupt act and harm suffered by the victim on the
one hand, and the content of the human right and the obligation required from the state on the other
hand
• Does the corrupt act itself go against the content of the human right and simultaneously
reflects itself the failure of the state to meet its obligations concerning that right?
• Does the corrupt act lead to other actions by other actors that eventually affect a human right?
In this case, is the corrupt act an essential factor in the chain of events that lead to the
infringement of a human right?
12
Corruption as a Violation of the Right to a Fair Trial and to an Effective Remedy
The right to a fair trial under Article 14 of the International Covenant on Civil and Political
Rights (ICCPR) is composed of a broad range of rights which provide for a fair, effective and
efficient administration of justice (the judiciary, the police, and prosecutors). All individuals
are entitled to equality before the courts and tribunals, and have the right to a fair and public
hearing by a competent, independent and impartial tribunal established by law.
The relationship between corruption and human rights is particularly relevant with regards to
the right to a fair trial. This is the case because corruption is widespread and systemic in the
administration of justice of several countries. Experience shows that there are many ways in
which corruption can affect the administration of justice and the right to a fair trial. However,
the most immediate way is through bribing judges to obtain a favourable judgment, to speed
up procedures, or to obtain bail – just to name a few examples. In addition, corruption affects
the administration of justice and the right to a fair trial when corrupt acts take place before the
case reaches the courts, mostly at the enforcement level if the police, for example, manipulate
evidence in favour of one of the parties, or at the prosecution level if the prosecutor alters the
facts of the case.
The most relevant consequence of corruption in the administration of justice is that it renders
a hearing unfair and affects the equality of the parties and the independence and impartiality
of the tribunal. If a judge is bribed by one of the parties to rule in their favour, there is a clear
violation of the right to equality of the party affected. If the right to equality before the courts
and tribunals is affected, automatically the right to an impartial and independent tribunal is
also infringed upon. When the judge is corrupted to give privilege to one party at the expense
of the other, the tribunal is thus neither impartial nor independent.
It is important to highlight that tribunals not only have to be impartial, but must also give the
appearance of being impartial. Thus, as it happens in several countries, when a particularly
tribunal gives the impression of being corrupt and there is a general perception that corruption
is widespread and systemic in the judiciary, there is an infringement of the right to an
impartial and independent tribunal.
The independence of the tribunal can be affected by corrupt practices in another way. It is
commonly held that the judiciary must be independent, referring to, inter alia, independence
from the executive and the legislature. Although political interference can come about by
threat, intimidation or other non-corrupt means, it does also come about through corruption.
In fact, the independence of the judiciary in general and of a court or tribunal in particular, is
not usually infringed upon through bribery, but by means of trading in influence and abuse of
functions. One example might be of a judge that is appointed by the executive in exchange for
future judgments in accordance to the interests of the executive. In such a case, the currency
of corruption is the judicial post. This might constitute a case of trading in influence.
Moreover, corruption in the process of appointment of judges may also have a consequence
on the competence of judges. Appointments that should be based on personal qualifications,
moral authority and competence are replaced by corrupt interests. Thus, if corruption is
present in the appointment of a judge, such a case not only affects the independence of the
judiciary but also its competence.
13
As just described, every person has the right to a minimum degree of quality of the
administration of justice. This is expressed through parameters of equality of parties, fairness
of the hearing, and competence, independence and impartiality of the tribunal. These are basic
rights to procedural guarantees to which all human beings are entitled to when they face the
administration of justice. However, the right to a fair trial also provides for specific
guarantees to protect the accused in criminal procedures. In the determination of any criminal
charge against a person, everyone is entitled to the following guarantees (ICCPR Art. 14(3)):
to be informed about the charge against them promptly, in detail and in a language they
understand; to have adequate time and facilities to prepare their defence; to communicate with
counsel of their own choosing; to be tried without undue delay; to be tried in their presence;
to defend themselves in person or through legal assistance; to examine witnesses against them
and to make use of their own witnesses; to have the free assistance of an interpreter if they
cannot understand the language used in court; and not to be compelled to testify against
themselves or to confess guilt.
Also as part of the right to a fair trial, everyone has the right to be presumed innocent until
proven guilty beyond reasonable doubt (ICCPR Art. 14.2). Therefore, the burden of proof
rests with the prosecution. Furthermore, the right to a fair trail also includes the right of a
convict to judicial review by a higher court, the right to compensation in certain cases of
wrongful conviction, and the right not to be re-tried for an offence for which the person has
already been convicted or acquitted (ICCPR Arts. 14.5, 14.6, and 14.7).
Although a corrupt judicial proceeding already constitutes a violation of the right of the
accused to a fair hearing by a competent, independent and impartial tribunal, it may
concurrently constitute a violation of one of the aforementioned guarantees. For example, in a
criminal proceeding the accused has the right to be tried without undue delay. However, there
are many cases were judges are bribed to delay the proceedings as much as possible. Through
corrupt means one or more of the aforementioned minimum guarantees can be restricted so as
to negatively affect the rights of the accused.
As described above, corruption can violate the essential elements of the right to a fair trial.
Corrupt practices in the administration of justice affect the equality of parties, the fairness of
the hearing, and the competence, independence and impartiality of the tribunal. Corruption
can similarly restrict the specific guarantees that protect the accused in criminal procedures.
Yet, all the cases of corruption mentioned above in addition to infringing upon the right to a
fair trial, also affect another fundamental right: the right to an effective remedy (ICCPR Art.
2.3).
Any person whose rights or freedoms as recognised in the ICCPR have been violated has the
right to an effective remedy. States are under an obligation to provide accessible, effective
and enforceable remedies to uphold civil and political rights. Also called the right to access to
justice, the person claiming the remedy is entitled to have his right determined by a competent
domestic authority, and states shall ensure that competent authorities enforce such remedies
when granted. Cessation of an ongoing violation is an essential element of the right to an
effective remedy.4 A failure by a state to investigate allegations of violations and bring the
perpetrators of such violations to justice could in and of itself give rise to a separate breach of
the ICCPR
4 United Nations Human Rights Committee (HRC), General Comment No. 31: The Nature of the General Legal
Obligations Imposed on States Parties to the Covenant, U.N. Doc. CCPR/C/21/Rev.1/Add.13, 26 May 2004,
para. 15.
14
Essential to the enjoyment of this right is the effective administration of justice. For a proper
administration of justice, states must ensure that equality before the courts is established by
law and guaranteed in practice, including equal access to courts, fair and public hearings, and
competence, impartiality and independence of the judiciary. Corrupt practices ultimately
undermine the effectiveness and quality of the administration of justice.
Consequently, corruption in the administration of justice has the double effect of infringing
upon the right to a fair trial and the right to an effective remedy. For instance, if a worker is
unfairly dismissed from a company and the worker then brings a lawsuit against the company,
such company may bribe the judge to obtain a favourable judgment. In the end, this person’s
right to a fair trial is violated simultaneously with the right to an effective remedy for the
unfair dismissal. This is an example of the ways in which corrupt practices that affect the
equality of the parties, the fairness of hearings, the independence, impartiality, and
competence of the tribunal also result in a violation of the right to an effective remedy. States
must guarantee that remedies are accessible, effective and enforceable. When there is
corruption the state fails to uphold this guarantee and thus violates the right to an effective
remedy.
Corruption as a Violation of the Rights of the Child
Children, as well as adults, possess civil, political, economic, social and cultural human
rights. In many ways their rights are similar to the human rights of adults. However, because
of their special status as minors and because of their physical and mental immaturity, children
need special protection. Thus human rights that are specific to children have been identified
mostly in the 1989 United Nations Convention on the Rights of the Child (CRC) and ICCPR
Art. 24 and ICESCR Art. 10.3. The rights of the child are numerous, such as the right to be
registered, named and given a nationality upon birth, the right to not be separated from their
parents, the right to engage in play and recreational activities, or the right to be protected from
child labour.
Many of the rights of the child that are shared with adults, such as the right to life or the right
to health, can be violated by corruption in the same way as they are violated with regards to
adults, as analysed in this work. Yet, the right to education is particularly important to
children, as they are the principal holders of that right. Thus, as explained in more detail in the
section on the right to education, corruption in the education sector very often violates the
right to education of children.
In addition, corruption can affect certain other rights which are specific to children. Three
rights can be identified as particularly affected by corrupt practices: the right of the child to be
protected in adoption procedures, the right of the child to be protected from trafficking and
sexual exploitation, and the right to be protected from child labour.
Children possess the right to special protection in case of adoption, particularly in cases of
intercountry adoptions. To this end, states must ensure that the adoption of a child is
authorised only by a competent authority following legal procedures and taking into account
the best interest of the child. Moreover, it is specifically required of states to take measures to
ensure that the adoption does not result in improper financial gain for those involved in it
(CRC Art. 21.d). Yet, in many cases of intercountry adoption corruption is part of the
15
procedure. Sometimes, huge bribes are given to judges and orphanages to speed up the
adoption process, or corrupt judges may, for example, accept false documents purporting to
contain the consent of the birthparents. Such corrupt practices reflect that, the right of the
child to be protected in the adoption process is violated because the adoption results in a
financial gain for the parties involved in the procedure, and because it does not follow legal
procedures, and it does not take into account the best interest of the child. All this is in direct
violation of Article 21 of the Convention on the Rights of the Child. Corruption in
intercountry adoption can also violate other rights of the child, such as the right to identity.
Every child has the right to preserve his identity, including nationality, name and family
relations (CRC Art. 8). The child’s right to an identity implicitly includes the right to the truth
about his own history. In cases of corrupt intercountry adoptions, in order to cover the tracks
of the illegal procedure, evidence of the children’s family lineage, their ethnic roots, and their
medical histories are forever lost, thus violating the right of the child to an identity.
Corruption in intercountry adoptions facilitates the commercialisation of children with all the
risks and abuses that this implies, likewise violating several basic human rights to which the
child is entitled.
Corruption impairing the rights of the child is also present in cases of trafficking of children,
particularly for sexual exploitation. Children have to be protected from all forms of sexual
exploitation and sexual abuse (CRC Art. 34), and from abduction, sale, and trafficking (CRC
Art. 35 and Optional Protocol to the Convention on the Rights of the Child on the Sale of
Children, Child Prostitution and Child Pornography). Nonetheless, children are often victim
of these crimes. In order to carry out the trafficking or sexual exploitation of children,
criminals commonly partake in corruption, usually bribery. For instance, government officials
need to be bribed so that the criminals are supplied with the necessary documents to cross
borders, and law enforcement officials must be bribed so they turn a blind eye to these
activities. When children are not protected by the state against such criminal practices, the
rights of the child to be protected from all forms of sexual exploitation and sexual abuse, and
from abduction, sale, and trafficking are violated. Corruption is essential to carry out the
violation.
A similar situation takes place concerning child labour. Children possess the right to be
protected from economic exploitation and from performing any work that is harmful to their
health and development (CRC Art. 32). Children under an age determined by law should not
be allowed to work. In many countries, the enforcement of laws against child labour remains
minimal because labour inspectors are bought through bribes by employers. When a child is
working in a factory and the labour inspector that is supposed to enforce the law and protect
children chooses not to do so in exchange for a bribe from the employer, the state is failing to
meet its obligation to protect the child. Consequently, the right of the child to be free from
economic exploitation and labour are violated.
Bribery and corruption constitute an essential element in the chain of events that lead to and
sustains these violations of the rights of the child. Without corruption all these illegal
activities, like fraudulent intercountry adoptions, trafficking of children, and child labor could
not take place.
16
Corruption as a Violation of the Right to Work
Every person has the right to earn his living by a freely chosen and accepted work (ICESCR
Art. 6(1)). This right should not be understood as a right to obtain employment, but as a right
of access to employment opportunities. An essential element of the right to work is that work
must be freely chosen and accepted. In this sense, the right to work is complemented by the
prohibition of slavery, servitude and forced and compulsory labour (ICCPR Art. 8).
There are however, many cases of forced labour and in several of those cases corruption is
somehow involved. Corruption can be linked to the restriction of the right to work if a labour
inspector is bribed by an employer so laws prohibiting forced labour are not enforced. As
stated above, freely chosen work is an essential element of the right to work. Hence, in this
example, corruption as a necessary tool to sustain forced labour also violates the right to
work.
Furthermore, the right to work also entails access to decent work and the right not to be
unfairly deprived of employment.5 Experience shows that this last element of the right to
work, the right not to be arbitrarily dismissed, can be infringed upon as a result of corruption.
This has happened particularly concerning corruption within the private sector. Cases have
been reported where managers of a private company embezzle assets up to the point of
bankruptcy, ultimately leading to the dismissal of employees.6 Violations can exist even
before bankruptcy is reached, because if workers denounce the embezzlement of company
assets they will often be dismissed.7 In these two cases, corruption contributes to the
restriction of the right to work by leading to an unfair deprivation of employment. Whether
corruption can be considered a violation of the right to work has to be determined on a case
by case basis. However, it may be argued that if the embezzlement of assets is an essential
element that leads to the arbitrary dismissal of workers, then corruption can be considered as
indirectly violating the right to work.
A further element of the right to work is that work must attain a certain standard of quality of
just and favourable conditions, such as a fair wage sufficient for a decent living, healthy and
safe conditions of work, and equal pay for equal work (ICESCR Art. 7). It is at this level that
corruption is most prevalent in restricting the right to work. It has been reported that labour
inspectors sometimes respond to bribery by employers, consequently turning a blind eye to
restrictions to minimum wage, equal pay for equal work, and all other laws protecting just and
favourable conditions of work.
5 United Nations Committee on Economic, Social and Cultural Rights (CESCR), General Comment No. 18: The
Right to Work, Article 6, U.N. Doc. E/C.12/GC/18, 6 February 2006, para. 6 and 7.
6 For example, a notorious case in China of embezzlement and bribery in a state-owned enterprise led to a
fraudulent bankruptcy. Subsequent protests by workers resulted in some workers’ imprisonment as subversives.
This case led to a complaint before the Freedom of Association Committee of the Governing Body of the ILO,
Case(s) No(s). 2189, Report No. 333 (China): Complaint against the Government of China presented by the
International Confederation of Free Trade Unions (ICFTU) and the International Metalworkers' Federation
(IMF). See, also, Human Rights Watch, Paying the Price: Work Unrest in Northeast China, Vol. 14, No. 6, C,
August 2002, p. 16 and 17.
7 For example, it has been reported that in Serbia and Montenegro workers reporting corruption and
mismanagement were suspended from their job and received menaces. U.N. Econ. & Soc. Council, Report
submitted by the Special Rapporteur on the Promotion and Protection of the Right to Freedom of Opinion and
Expression, Ambeyi Ligabo, Addendum: Mission to the State Union of Serbia and Montenegro, U.N. Doc.
E/CN.4/2005/64/Add.4, 8 February 2005, para. 62.
17
The states’ human rights obligation to respect the right to work requires states to refrain from
interfering with the enjoyment of the right. To this end, states must prohibit in law and in
practice state interference with the right. As previously mentioned, it is common practice in
many countries for labour inspectors responsible for uncovering, reporting on, and imposing
sanctions for breaches of labour law to extort bribes from employers.8 When labour
inspectors, acting as public officials, accept bribes to overlook violations of workers rights,
the state itself is not respecting the rights of those workers.
States also have to protect the rights of workers from interference from third parties. If
workers are arbitrarily dismissed as a result of corrupt management, or are subjected to forced
labour or unjust and unsafe conditions by employers, which in turn are protected by corrupt
labour inspectors, the state is failing to protect the rights of those workers.
Finally, the states’ human right obligation to fulfil the right to work implies that states must
adopt measures to ensure the full realisation of the right. Insufficient expenditure or
misallocation of public funds, resulting in the non-enjoyment of the right to work, has been
identified as a violation of the obligation to fulfil.9
Corruption as a Violation of the Rights of Political Participation
The rights of political participation refer to the right of every citizen to be involved in the
conduct of public affairs, in a direct manner or through chosen representation (ICCPR Art.
25). People directly participate in the conduct of public affairs by exercising their right to vote
or their right to be a candidate, at free and fair elections carried out on the basis of a universal
and equal suffrage by secret ballot. A further component of the rights of political participation
is the right to equal access to public service, which means that access to positions in public
service should be based on an objective and reasonable process.10
With regards to the right to vote, the state has the duty to ensure that individuals eligible to
vote can exercise this right freely. Persons entitled to vote must be free to vote for any
candidate without undue influence or coercion of any kind which may distort or inhibit the
free expression of the elector’s will. Voters should be able to form opinions independently,
free of violence or threat of violence, compulsion, inducement or manipulative interference of
any kind. States must protect voters from any form of coercion or compulsion and from any
unlawful or arbitrary interference with the voting process.
8 See for example the following cases: ILO, Committee of Experts on the Application of Conventions and
Recommendations, Individual Observation concerning Convention No. 81, Labour Inspection, 1947 Brazil
(ratification: 1989) Published: 1999, para. 3 ; ILO, Committee of Experts on the Application of Conventions and
Recommendations, Individual Direct Request concerning Convention No. 81, Labour Inspection, 1947 Brazil
(ratification: 1989) Submitted: 2000, para. 2; ILO, Committee of Experts on the Application of Conventions and
Recommendations, Individual Observation concerning Convention No. 81, Labour Inspection, 1947 Costa Rica
(ratification: 1960) Published: 2004, para. 3; ILO, International Labour Conference Committee: Examination of
individual case concerning Convention No. 81, Labour Inspection Convention, 1947 Uganda (ratification: 1963)
Published: 2001, para. 4. See also, Report produced by Samuel Grumiau for the ICFTU (International
Confederation of Free Trade Unions) with the assistance of the ITGLWF (International Textile, Garment and
Leather Workers' Federation) and the support of the national trade union centres LO (Norway) and FNV
(Netherlands), Garments ‘Made in Bangladesh’ The Social Reality Behind the Label.
9 CESCR, General Comment No. 18, supra note 5, para. 36.
10 HRC, General Comment No. 25, The Right to Participate in Public Affairs, Voting Rights and the Right of
Equal Access to Public Service, Article 25, (Fifty-seventh session, 1996), U.N. Doc. CCPR/C/21/Rev.1/Add.7
(1996), para.23.
18
It is fairly straightforward to determine that the bribing of voters in order to persuade them to
vote or refrain from voting constitutes an interference with the integrity of an election and
therefore, a direct violation of the right to vote. The same can be said about the bribing of
election officials to encourage them to interfere with the electoral process by stuffing ballot
boxes in favour of a particular candidate or party and falsifying the count. States must take
effective measures to ensure that all persons entitled to vote are able to exercise their right.
The United Nations Human Rights Committee has stated that any abusive interference with
registration or voting, including intimidation or coercion of voters, should be prohibited by
penal laws that must be strictly enforced.11
In addition, it is important to take into account that such corrupt acts as vote buying and
bribery of election officials to encourage them to interfere with the electoral process do not
only violate the right of voters, but also the right of candidates to stand for election.
Restrictions on such a right must be justified by objective and reasonable criteria and
candidates should not be excluded by unreasonable or discriminatory requirements. If citizens
are bribed to vote for one particular candidate, the right of the other candidates to stand for
election in a fair and free process is clearly being impaired.
Moreover, a potential candidate can see his right to stand for election restricted by other
corrupt means, for example if the pertinent Electoral Commission incurs in trading in
influence or is bribed by an opponent and the candidate is therefore not permitted to register.
There is trading in influence when electoral commissioners abuse their influence with a view
to obtaining an undue advantage, which can be monetary or not, from a person who will
benefit from such influence. Such corrupt practice will violate the right to stand for election.
Corrupt practices can also negatively affect another component of the rights of political
participation: the right to equal access to public service. Access to positions in public service
should be based on an objective and reasonable process. However, often the way to have
access to work in the public or civil service is through corrupt avenues. It is important to
distinguish between the different means used to obtain a job in public administration. Certain
practices, such as nepotism or political favouritism, although ethically questionable, do not
constitute an illegal act in many countries. Hence, even though it may be argued that nepotism
goes against the right to equal access to public service, in general it does not constitute a
corrupt practice in legal terms. Consequently, those acts are not analysed in this work.
Nonetheless, there are cases where people have resorted to traditional corrupt acts,
specifically bribery, to obtain employment in the public service. When a person obtains
employment in public administration because he bribed the person in charge of hiring
personnel, such an act violates all the elements of the right to equal access to public service.
No distinctions are permitted between citizens in the enjoyment of this right on any ground.
Any distinction should be on the basis of objective and reasonable criteria, which bribery is
not. Additionally, this right, as is the case with any other right, must be exercised on a basis of
equality and non-discrimination. When a person is refused employment in the public service
because he is not willing to partake in bribery, this person sees their right to equal access to
public service and their right to equality and non-discrimination violated by corruption.
All the examples presented in this section violate the right of citizens to take part in the
11 Ibid., para. 11.
19
conduct of public affairs, directly or through chosen representation. By definition, corruption
goes against a free and fair electoral process and a merit based appointment to public service.
Most importantly, bribery, abuse of functions, or trading in influence in an election process
infringe upon the free expression of the will of the electorate, and as such, directly violate the
rights of all citizens, be they voters or candidates.
Corruption as a Violation of the Right to Food
The right to food, also referred to as the right of everyone to be free from hunger is a
component of the more general right to an adequate standard of living (ICESCR Art. 11.2).
The right to adequate food guarantees all people the ability to feed themselves. It is defined as
physical and economic access, at all times, to adequate food and means for its procurement.
The core of the right to food implies the availability of food in a quantity and quality
sufficient to satisfy the dietary needs of individuals, free from adverse substances, and
acceptable within a given culture.12
However, the right to food does not imply that states must provide free food for everyone.
States have to take steps to progressively achieve the full realisation of the right, and to
provide access to food in an equal and non-discriminatory way. The right to food also
imposes on states three specific obligations: the obligation to respect existing access to
adequate food, the obligation to protect the right by preventing third parties, such as
corporations, from interfering in any way with the enjoyment of the right, and the obligation
to fulfil the right by adopting the necessary measures to achieve its full realisation.13
Corruption can seriously undermine the realisation of the right to food. The U.N. Special
Rapporteur on the Right to Food identified corruption as one of the seven major economic
obstacles that hinder or prevent the realisation of the right.14
In 1996, the Declaration of the
World Food Summit expressly mentioned corruption as one of the causes of food insecurity.
As it is commonly held with regards to other economic, social and cultural rights, corruption
diverts essential resources away from social spending and thus affects, in either a direct or
indirect way, the realisation of the right to food. Certain specific corrupt practices common
around the world are known to negatively affect particular elements of the right to food.
An essential element of the right to adequate food is availability. This refers to the
possibilities either to feed oneself directly from productive land or other natural resources, or
for well functioning distribution, processing and market systems that can move food from the
site of production to where it is needed in accordance with demand.15 Hence, corrupt practices
generally related to the possession and use of land and natural resources can restrict the
availability of food and violate the right. For example, when in order to obtain a license for
possession and use of land a person needs to bribe the public authority in charge of allocating
land licenses, the availability of food is seriously impaired to that person. Similarly, the right
is violated if, through corruption, a person is allocated agricultural land of better quality or
12 CESCR, General Comment No. 12: The Right to Adequate Food, Article 11, U.N. Doc. E/C.12/1999/5, 12
May 1999, para.8.
13 Ibid., para. 15.
14 U.N. Econ. & Soc. Council, Report by the Special Rapporteur on the Right to Food, Jean Ziegler, Submitted
in Accordance with Commission on Human Rights Resolution 2000/10, U.N. Doc. E/CN.4/2001/53, 7 February
2001, para. 69.
15 CESCR, General Comment No. 12, supra note 12, para. 12.
20
larger area. In addition, the granting of licenses for land use dependent on bribery provides
availability of food in an unequal and discriminative way.
Corruption may also affect other elements of the right to food. Through corrupt practices,
dietary needs and food safety, two essential elements of the right to food, can be
compromised to a level that the right is violated. Food must satisfy dietary needs which
consist of an adequate mix of nutrients, calories and proteins necessary for physical and
mental health and growth.16 In addition, food must be free from adverse substances. This
means that the government must set and enforce health and safety standards for food
quality.17 Particular acts of corruption are known to have taken place where a food producer
obtains a food production license by bribing the relevant food safety agency. This can result
in unsafe food supply for a considerable amount of people. Hence, when bribery at the level
of food regulation opens the door for tainted food to be placed in the market for general
consumption, the food safety and dietary needs recognised in the right to food are not
respected. In this case, corruption may not only be blamed for indirectly violating the right to
food, but also possibly violating the right to health and right to life.
Another important element of the right to adequate food is accessibility, which may also be
restricted by corruption. Food must be both economically affordable and physically
accessible. A specific aspect of the element of accessibility is that socially vulnerable groups
such as landless persons and other particularly impoverished segments of the population may
need attention through special programmes.18 Corruption restricts accessibility to food mainly
by undermining such programmes. In practice, corruption has been present in many such food
programmes and schemes designed to alleviate food necessities of socially vulnerable people.
When a person in the programme embezzles funds which were destined to buy and distribute
food, or when he embezzles the food itself, and diverts the food into the black market for
personal profit, this practice will result in socially vulnerable people without direct access to
their food ration. The right to adequate food of these people is clearly violated by corruption.
In all the examples given in this section, states fail to meet their obligations arising from the
right to adequate food. The U.N. Special Rapporteur on the Right to Food has stated that
combating corruption forms part of a state’s obligation to respect, protect, and fulfil the right
to adequate food.19
Corruption as a Violation of the Right to Water
The human right to water is based on the understanding that safe water is needed to prevent
death from dehydration, to reduce risk of water-related diseases and for use by consumption,
cooking, and personal and domestic hygiene. Hence, water facilities and services have to be
physically and economically accessible to everyone without discrimination.20 It has been
argued that much of the lack of access to clean water and the increasing water pollution, are
not caused by the lack of natural supply of water or by an engineering problem but by
16 Ibid., para. 9.
17 Ibid., para. 10.
18 Ibid., para. 13.
19 U.N. Econ. & Soc. Council, Special Rapporteur on the Right to Food, supra note 203, para. 28.
20 CESCR, General Comment No. 15: The Right to Water (arts. 11 and 12 of the International Covenant on
Economic, Social and Cultural Rights), U.N. Doc. E/C.12/2002/11, 20 January 2003, para. 12.
21
corruption.21 Indeed, if a person’s access to water is restricted through corrupt means, then
corruption has to be blamed for violating that person’s right to water. For example, bribes are
paid by companies to state water regulators to allow for excessive abstraction from rivers and
groundwater reservoirs, which can ultimately result in the denial of water access to
neighbouring communities.
Moreover, an additional element of the right to water is that water must be adequate for
human dignity, life and health. Although the adequacy of water may vary according to
different conditions, in all circumstances the water supply must be continuous and sufficient
for personal and domestic uses, and must be of a good quality for a person’s health.
Corruption can have a detrimental effect on the quality of water. For example, if a company
bribes a public inspector to cover up the discharge of waste into water resources, the quality
of the water will suffer. Consequently, people utilising that water for personal consumption
will see their right to water of a good quality infringed upon.
The right to water imposes on states several obligations. States have to take deliberate,
concrete, targeted steps towards the full realisation of the right to water (ICESCR Art. 2.1),
and must guarantee that the right is enjoyed without discrimination (ICESCR Art. 2.2).
Moreover, as with regards to other human rights, states also have specific obligations to
respect, protect and fulfil the right to water. The obligation to respect requires that states
refrain from interfering directly or indirectly with the enjoyment of the right, like refraining
from engaging in practices or activities that deny or limit equal access to water.22
However, corruption in the water sector should be linked more to the state obligations to
protect and fulfil the right. The obligation to protect requires states to prevent third parties
from interfering in any way with the enjoyment of the right to water. The United Nations
Committee on Economic, Social and Cultural Rights (CESCR) has identified the failure of the
state to effectively regulate and control water services providers as violations of this
obligation.23 When companies get away with excessive abstraction from rivers and
groundwater reservoirs through corrupt means such as bribery, thus resulting in the denial of
water access to neighbouring communities, the state is not complying with its obligation to
protect the right to water. The same is true when companies discharge waste in water
resources, adversely affecting the quality of the water. In such cases, corruption is clearly in
connection to a violation of the right to water.
Furthermore, states possess the obligation to fulfil the right to water, requiring them to take
positive measures to assist individuals and communities in enjoying the right, to ensure that
there is appropriate education concerning the use of water, and to provide access to the right
when people are unable to realise the right themselves.24 As violations of this obligation, the
CESCR has identified failure of the state to take measures to reduce the inequitable
distribution of water facilities and services, as well as the insufficient expenditure or
misallocation of public resources which results in the non-enjoyment of the right to water by
individuals or groups, particularly the vulnerable or marginalised.25 The embezzlement of
21 P. Stlgren, Corruption in the Water Sector: Causes, Consequences and Potential Reform, Swedish Water
House Policy Brief No. 4, SIWI, 2006, p. 3. See also, World Water Assessment Programme, Water, a Shared
Responsibility: The United Nations World Water Development Report 2 (WWDR 2), pag. 9.
22 CESCR, General Comment No. 15, supra note 20, para. 21.
23 Ibid., para. 44.
24 Ibid., para. 25.
25 Ibid., para. 44.
22
funds from the water sector takes away monetary resources which could be used to improve
the water system. Another corrupt practice that siphons off scarce resources is the commonly
occurring falsified meter reading. In many countries, people bribe inspectors to falsify meter
readings in order to reduce the payment of the water service.26 This corrupt act multiplied by
thousands, can result in less income for the water sector and less investment aimed at
providing more access to water. This example shows how the state fails to fulfil but also to
protect the right to water.
Corruption as a Violation of the Right to Adequate Housing
The right to adequate housing, a component of the right to an adequate standard of living, is
concerned with the measures required to ensure that everyone has housing which is safe,
healthy and adequate (ICESCR Art. 11.1). In addition, the right aims at eliminating
discrimination in the field of housing, and at prohibiting forced or arbitrary evictions or acts
of unjust dispossession. The right to adequate housing does not entail that the government has
to build housing for the entire population or that housing must be provided free of charge to
whomever requests it. It is a right of access. What constitutes adequate is dependent on social,
economic, climatic, ecological, and other factors, however, there are certain minimum
elements which form part of the right and should always be taken into account.27 Corruption
may violate this right by restricting one or more of its elements.
All persons should possess a degree of legal security of tenure which guarantees protection
against forced eviction, harassment and threats. This can be seriously undermined by corrupt
means, when corruption is at the origin of the evictions. This happens if a company is
interested in a piece of land to build a new commercial enterprise but the land is occupied by
an urban poor area. In such a case the company may resort to bribing a key official in order to
be awarded a lease over the land. This, in turn, may result in the forced eviction of the
inhabitants of the area. The bribes can also be given directly to relevant people in the urban
area instead than bribing a public official. There are other cases in which village leaders were
bribed into signing blank contracts with the local land administration, who then sold the land
to developers, eventually leading to the eviction of the entire village.28 In this and other ways,
corruption can impair the security of tenure of the right to adequate housing.
Adequate housing also entails that houses must contain facilities essential for health, security,
comfort, and nutrition, such as heating, safe drinking water, lighting, sanitation and washing
facilities. Moreover, housing must be habitable in terms of space and protection from cold,
rain, threats to health and structural hazards. Corruption in procurement can also affect this
aspect of the right to housing. Embezzlement of funds in a programme destined to build
housing units, or bribery in the selection of contractors, may result in construction of
substandard quality.
In addition, adequate housing requires that the location of the housing units allows access to
employment, health-care services, schools, and other social facilities. Housing policies should
26 P. Stlgren, supra note 21, p. 8.
27 CESCR, General Comment No. 4: The Right to Adequate Housing, Article 11(1) of the Covenant, U.N. Doc.
E/1992/23, 13 December 1991, para. 8.
28 In 2005, 7000 farmers were evicted from 670 hectares of land by way of bribing village leaders in the
Guangdond province in China. Centre on Housing Rights and Evictions (COHRE), Forced Evictions: Violations
of Human Rights, 2006, p. 69.
23
also enable the expression of cultural identity, and the cost of housing should be affordable
and commensurate with income levels.
Accessibility, a further element of the right to housing, can also be clearly affected by
corruption. Housing should be accessible to all, and disadvantaged groups in particular should
be accorded some degree of priority consideration in the housing sphere. In many countries
when housing programmes are implemented, the easiest way to obtain a house is by bribing
the relevant person. In other occasions, people are promised alternative housing after being
evicted. But access to such alternative housing is often dependent upon bribing the person in
charge of housing distribution. Sometimes, well-intentioned housing subsidised programmes
designed for disadvantaged groups are hijacked by administrators of the programme who
require bribes in order to allocate low-cost housing units.
Another corrupt act that affects accessibility to the right to adequate housing is the abuse of
functions. In many countries, it is the provincial or regional government who owns the
majority of land. Many times informal settlements are built on those lands. This gives the
power of eviction to provincial or regional administration officials who might abuse it. Cases
have been known to exist where the public official requires a bribe in order to grant
permission to build on that land.29 In this way, corruption can clearly restrict the access to
housing.
As it is the case with all other human rights, states have certain obligations concerning the
right to housing. States are obligated to respect, protect and fulfil the right to adequate
housing. The obligation to respect requires states to refrain from interfering with the
enjoyment of the right. However, in cases were people are evicted as a consequence of a
corrupt practice, or when people must endure substandard and dangerous housing because
corruption lead to selecting the less qualified contractor during the procurement process,
states are clearly interfering in the enjoyment of the right to housing of those people, and thus
not complying with their obligation to respect the right.
States need also to fulfil the right to adequate housing, thus they should adopt measures to
achieve the full realisation of the right. When funds that could be used for fulfilling the right
to adequate housing, for example by building more subsidised housing units, are instead
embezzled by corrupt officials, there is a clear non-compliance with the obligation to fulfil the
right. The same should be said when access to housing is dependent on bribing the relevant
official. Moreover, even when the bribe is requested by a non-governmental official, such as
by an intermediate agent in the allocation of housing units, the state is also failing to comply
with its obligation to protect the right.
All the corruption cases presented above, evidence the ways in which a corrupt act may
constitute the essential reason for the state not to comply with its obligations. And this results
in corruption violating the right to housing.
Corruption as a Violation of the Right to Health
The right to health (ICESCR Art. 12), also known by its more technical name, the right to the
highest attainable standard of physical and mental health, is defined as the “right to the
29 See, COHRE, Listening to the Poor?: Housing Rights in Nairobi, COHRE Fact Finding Mission to Nairobi,
Kenya, Final Report, June 2006, p. 85-86.
24
enjoyment of a variety of facilities, goods, services and conditions necessary for the
realisation of the highest attainable standard of health.”30 While this right does have a broad
scope, it does not entail the right to be healthy. The right to health includes health care, but
also the underlying determinants of health, such as safe drinking water, adequate sanitation,
adequate supply of safe food, nutrition, housing, occupational health, environmental health,
and access to health-related information.31 Another core component of the right has been
identified, which the state must guarantee under all circumstances regardless of its available
resources: access to maternal and child health care, including family planning, immunisation
against the major infectious diseases, appropriate treatment of common diseases and injuries,
essential drugs, adequate supply of safe water and basic sanitation, and freedom from serious
environmental health threats.
Corruption in the health sector can take many forms, such as bribery of regulators and
medical professionals, manipulation of information on drug trials, the diversion of medicines
and supplies, and corruption in procurement. Of the many ways that corruption can take place
in the health sector, probably the most noticeable is corruption in hospitals. Money escapes
from hospitals through opaque procurement of equipment and supplies, ghost employees,
absenteeism, exaggerated construction costs, inflated hospital price tags, and requiring
patients to pay bribes for treatment that should be without charge.
In general terms, corruption in the health sector can be structured in three levels: corrupt
practices taking place at the level of financial resources management, at the level of
management of medical supplies, or at the level of the health worker and patient relationship.
The rationale behind claiming that corruption is a violation of the human right to health
usually stems from the general notion that money lost to corruption could be used to buy
medicines, equip hospitals or hire medical staff. However, such claims do not clearly show
the direct link between corruption and human rights. There are numerous corruption cases in
the health sector that, depending on the specificities of each case, may or may not constitute a
violation of the right to health. In order to determine when corrupt practices may constitute a
violation of the right to health it is useful to follow the guidelines identified by the Committee
on Economic, Social and Cultural Rights that constitute the framework of the right:
availability, accessibility, and quality of health.
Functioning public health and health-care facilities, goods, services, and programmes have to
be available in sufficient quantity within the state. Although the precise nature of these
facilities will vary, they must include the underlying determinants of health, such as safe and
potable drinking water, adequate sanitation facilities, hospitals, clinics, professional personnel
receiving domestically competitive salaries, and essential drugs.32 Many corruption cases in
the health sector restrict this aspect of the right to health. For example, corruption in the
procurement of medicines affects the availability of drugs. It has been estimated that as much
as 25 percent of procured medicines can be lost to fraud, bribery, and other corrupt practices.
This represents approximately US$ 12.5 billion. 33
30 CESCR, General Comment No. 14: The Right to the Highest Attainable Standard of Health (Article 12 of the
International Covenant on Economic, Social and Cultural Rights), U.N. Doc. E/C.12/2000/4, 11 August 2000,
para. 9.
31 Ibid., para. 11.
32 Ibid., para. 12.
33 United Nations News Service, UN health agency launches initiative to fight corruption in medicines
procurement, 30 October 2006.
25
Health facilities, as well as goods and services must be accessible to everyone without
discrimination. Accessibility not only entails physical accessibility but also economic.34 The
CESCR has emphasised that equality of access to health care and health services is of the
utmost importance.35 This is key to the issue of corruption. Corruption in the health sector, as
is the case with many other human rights, also usually violates the right to equality and nondiscrimination.
A common corrupt practice in hospitals is the payment of bribes or so-called
“informal payments,” where patients are forced to offer bribes at hospitals in order to be
treated, x-rayed, allocated a bed in the ward or operated upon. The U.N. Special Rapporteur
on the Right to Health has stated that the accessibility to health care is hindered by corruption,
particularly by the request of informal payments.36 Research has found evidence that
corruption in the form of informal payments for care reduces access to services, especially for
the poor, and causes delays in care-seeking behaviour.37 Studies have shown that in certain
regions about 35% of births in rural areas take place at home, in part because of high charges
for care in facilities where care was supposed to be free.38
The aforementioned examples show that when bribes are requested from patients, their access
to health is severely restricted. This clearly goes against the requirement of accessibility.
When a person seeking health service is asked for a bribe in order to receive treatment, the
right to health of that patient is violated, as the request for a bribe restricts his access to health
and places him in a position of inequality before other patients.
Health facilities, goods and services must also be scientifically and medically appropriate and
of good quality. This requires, inter alia, skilled medical personnel, as well as scientifically
approved and unexpired drugs and hospital equipment.39 Corrupt practices in the health sector
directly go against the requirement of quality. An often-used example is the case of a Minister
of Health who, contrary to his obligation, corruptly purchases expired drugs and when an
epidemic breaks out, a whole community is affected.40 In this example, not only is the right to
health clearly infringed upon, but also the right to life. Even if the expired drugs purchased
corruptly by the Minister of Health are never utilised, they constitute a threat to an individual
or group of individuals, thus clearly going against the state’s obligation to ensure the
realisation of the right to health, expressly stipulated under both Articles 2.1 and 12 of the
ICESCR. Health quality, and particularly drug’s quality, can be seriously affected by corrupt
practices.
An additional way of analysing the ways in which corrupt practices may violate the right to
health is by referring to the states’ obligation with regards to this right. These obligations are
varied. States have the immediate obligation to guarantee that the right will be exercised
34 CESCR, General Comment No. 14, supra note 30, para. 12.
35 Ibid., para. 19 and para. 43.
36 U.N. Econ. & Soc. Council, The Right of Everyone to the Enjoyment of the Highest Attainable Standard of
Physical and Mental Health, Report of the Special Rapporteur, Paul Hunt, Addendum: Mission to Mozambique,
U.N. Doc. E/CN.4/2005/51/Add. 2, 4 January 2005, para. 41; U.N. Econ. & Soc. Council, Report Submitted by
the Special Rapporteur on the Right of Everyone to the Enjoyment of the Highest Attainable Standard of
Physical and Mental Health, Paul Hunt, Addendum: Mission to Romania, U.N. Doc. E/CN.4/2005/51/Add. 4, 21
February 2005, para. 36.
37 M. Lewis, Who Is Paying for Health Care in Eastern Europe and Central Asia? Human Development Sector
Unit, Europe and Central Asia Region. Washington, DC, World Bank, 2000.
38 World Bank, Azerbaijan Health Sector Note, (Volumes I and II). Washington, DC: World Bank, 2005.
39 CESCR, General Comment No. 14, supra note 30, para. 12.
40 N. Jayawickrama, Corruption—A Violation of Human Rights?, Transparency International Working Paper,
1998, p. 5.
26
without discrimination (ICESCR Art. 2.2). States also are under the general obligation to take
steps towards the full realisation of the right to health (ICESCR Art. 2.1). However, when
corruption in the health sector is widespread and systematic, the state does not seem to be
taking steps in the right direction. The UN Special Rapporteur on the Right to Health has
specifically referred to this and held that when a state does not reach its goals in order to
progressively achieve the realisation of the right to health due to corruption in the health
sector, then the state has failed to comply with its obligations concerning the right to health.41
A specific example of one aspect of the right to health may help clarifying this point. As
stated above, states have to guarantee the accessibility to maternal and child health care.
However, a study carried out by the International Monetary Fund (IMF) using data from 71
countries shows that countries with high indices of systematic corruption have higher rates of
infant mortality.42 Thus, corruption goes directly against what is provided under Article 12
.2(a) of the ICESCR, whereby in order to achieve the full realisation of the right to health,
states must take steps to reduce infant mortality.
As with other rights, states also have specific obligations to respect, protect, and fulfil the
right to health. The obligation to respect requires states to refrain from interfering directly or
indirectly with the enjoyment of the right to health. As violations of the obligation to respect
the right to health, the CESCR has identified the denial of access to health facilities, and the
denial of goods and services to particular individuals or groups as a result of de jure or de
facto discrimination.43 Thus, when a person is asked for a bribe to access to health service,
there is a clear de facto discrimination and the state is not complying with its obligation to
respect a person’s enjoyment of the right to health.
The obligation to protect requires states to take measures that prevent third parties from
interfering with the right to health. To this end, states should adopt legislation or policies
ensuring equal access to health care and health-related services provided by third parties,
should control the marketing of medical equipment and medicines by third parties, and should
ensure that medical practitioners and other health professionals meet appropriate standards of
education, skill and ethical codes of conduct.44
As violations of the obligation to protect, the Committee on Economic, Social and Cultural
Rights has identified the omission or failure to regulate the activities of individuals, groups, or
corporations, and the failure to protect consumers and workers from practices detrimental to
health.45 This is the most important obligation upon states concerning corruption in the health
sector. When the state fails to regulate the activities in the health sector, and doctors ask for
bribes, funds are stolen, medicine goes missing and a person is affected by such corrupt
practices, then the state is not complying with its obligation to protect the right to health.
In this context, corrupt practices in the pharmaceutical industry are particularly relevant.
Unethical drug promotion and physician conflict of interest can have negative effects on
health outcomes, as well. Promotional activities and other interactions between
41 U.N. Econ. & Soc. Council, Report of the Special Rapporteur on the Right of Everyone to the Enjoyment of the
Highest Attainable Standard of Physical and Mental Health, Paul Hunt, U.N. Doc. E/CN.4/2006/48, 3 March
2006, para. 40.
42 S. Gupta, H.R. Davoodi, E. Tiongson, Corruption and the Provision of Health Care and Education Services,
Governance, Corruption and Economic Performance, Washington, D.C., International Monetary Fund, 2002.
IMF Working Paper 00/116, Appendix Table 9 p.27
43 CESCR, General Comment No. 14, supra note 30, para. 50.
44 Ibid., para. 35.
45 Ibid., para. 51.
27
pharmaceutical companies and physicians, if not tightly regulated, can influence physicians to
engage in unethical and corrupt practices. Studies have shown that these interactions can lead
to non-rational prescribing46 and increased costs with little or no additional health benefit. If
states do not protect the right to health in their jurisdictions against these kinds of abuses, they
violate their duty to protect the right.
The obligation to fulfil requires states to adopt appropriate legislative, administrative,
budgetary, judicial, promotional and other measures towards the full realisation of the right to
health. As violations of the obligation to fulfil, the CESCR has identified the insufficient
expenditure or misallocation of public resources resulting in the non-enjoyment of the right to
health by individuals or groups.47 When funds destined to provide health service are
embezzled and thus resulting in less availability, accessibility, and quality of health services,
the state might be held to be violating its duty to fulfil the right to health.
There are numerous direct ways by which corruption can violate the right to health. The most
prevalent acts of corruption violating the right to health are bribery in hospitals and
embezzlement of funds and assets destined to health services. Most of those practices affect
the availability, accessibility, and quality of health services. As described in this section,
when the state does not come to prevent and combat such practices, corruption thus leads to a
clear and direct violation of the right to health.
Corruption as a Violation of the Right to Education
The right to education is guaranteed in several international instruments, most notably
Articles 13 and 14 of the ICESCR. In general terms, this right has two main dimensions: a
social dimension and a freedom dimension. The social dimension refers to the right to receive
an education directed towards the aims and objectives identified in Article 13.1 of the
ICESCR. The right to receive an education requires states to make various forms of education
(primary, secondary, higher, and fundamental) available and easily accessible to all. While
primary education must be free and compulsory, secondary and higher education are made
generally available and accessible through the progressive introduction of free education.
Corruption is also highly present in the education sector. In most countries, the education
sector is one of the largest components of the public sector. It consumes between 20% and
30% of the total budget, employs the highest proportion of educated human resources, and
concerns between 20% and 25% of the population.48 This creates opportunities and incentives
for corruption which occur in numerous forms and at all levels. Rigged bids for tender,
embezzlement of funds, illegal registration fees, absenteeism, and fraud in examinations are
some of the forms that corruption can take in the education sector.
Corruption in the education sector has already been linked to the human right to education.
For example, the African Commission on Human and Peoples’ Rights held that the arbitrary
closure of universities and secondary schools for two years, accompanied by non-payment of
teachers’ salaries because of widespread corruption, which prevented students from attending
46 A. Wazana, “Physicians and the Pharmaceutical Industry: Is a Gift Ever Just a Gift?,” in Journal of the
American Medical Association, Vol. 283, 2000, p. 373-380.
47 Ibid., para. 52.
48 J. Hallak and M. Poisson, UNESCO, International Institute for Education, Corrupt Schools, Corrupt
Universities: What Can Be Done? Paris, International Institute for Education Planning, 2007.
28
school and teachers from providing education to the students, violated the right to education
under the African Charter.49 This shows a rather general and indirect link between corruption
and the right to education. In order to determine when corrupt practices may constitute a
violation of the right to education, it is of use to follow the right’s features of availability,
accessibility, acceptability, and adaptability. Education in all its forms and at all levels should
contain those features.50
Education institutions and programmes must be available in sufficient quantity.51 Availability
also means that educational institutions and programmes must be equipped with what they
require to function, such as buildings, sanitation facilities, safe drinking water, trained
teachers receiving competitive salaries, and teaching materials. Several different corrupt
practices in the education sector have a negative effect on the availability of education. Most
notably, the embezzlement of funds originally allocated to provide education takes away
needed resources to equip educational institutions.
The second feature of the right to education is accessibility, by which education should be
accessible to everyone without discrimination. Accessibility not only refers to physical access
but also to economic access.52 In this context, education must be affordable to all and
completely free at the primary level.
Corrupt practices in the education sector, particularly at the school and classroom levels, can
restrict or completely obstruct access to education. First, corruption entails discrimination.
Thus, when children are requested to make informal payments, their access to education is not
based on standards of equality but on ability to pay a bribe, which amounts to discrimination
and corruption. Second, many corrupt practices affect the accessibility to education. When the
admission to class is only granted after paying a bribe, or when parents are asked to pay for
private tuition in which the teacher teaches their child the essentials of the curriculum after
official school hours, or when parents have to pay if they want their child's exercise books to
be corrected, only people possessing sufficient economic resources and willing to incur in
corruption have access to education. Most importantly, all corrupt practices that entail the
disbursement of money at primary education contravene the fact that this must be free.
Evidently, the majority of corrupt practices in the education sector, particularly at the school
and classroom levels, restrict the accessibility to education.
Further features of the right to education are acceptability and adaptability. The form and
substance of education should be acceptable to students and parents with regards to the
relevance, cultural appropriateness and quality; and should also be flexible to adapt to the
need of changing societies.53 Corruption in the education sector has an impact on the
standards of quality of education, thus affecting the element of acceptability of the right to
education. Corruption in procurement affects the acquisition of educational material, meals,
buildings, and equipment, usually resulting in poor quality products. Recruitment of personnel
may also be tainted by corruption. Bribes in recruitment procedures may result in unqualified
49 K. Singh, “Education: International Obligations and Regional Legal Normative Action in Africa,” African
Yearbook of International Law, Vol. 12, 2004, p. 456.
50 CESCR, General Comment No. 13: The Right to Education (Article 13 of the Covenant), U.N. Doc.
E/C.12/1999/10, 8 December 1999, para 6; U.N. Econ. & Soc. Council, Preliminary Report of the Special
Rapporteur on the Right to Education, Katarina Tomaševski, U.N. Doc. E/CN.4/1999/49, 13 January 1999, and
subsequent reports.
51 CESCR, General Comment No. 13, supra note 50, para 6
52 Ibid.
53 Ibid.
29
teachers being appointed. Hence, corruption in the education sector also produces substandard
education.
The right to education also has a freedom dimension. This concerns the right to academic
freedom and institutional autonomy and it implies the personal freedom of individuals or their
parents or guardians to choose educational institutions meeting their educational, religious,
and moral convictions (ICESCR Art. 13.3). This also implies the freedom of individuals to
establish and direct their own educational institutions (ICESCR Art. 13.4). This dimension of
the right to education can also be hindered by corruption. For example, if parents are required
to pay bribes in order to transfer a child from one school to another or simply to keep their
child in school. When parents need economic resources in order to bribe the school they
would prefer for their children, or when parents simply do not want to partake in corrupt
practices, they are not free to choose the education institutions for their children as required
by the right to education.
As evidenced, corruption in the education sector affects the right to education in many ways.
In order to determine when such corrupt practices constitute a violation of the right, it is
useful to briefly refer to the obligations upon states concerning the right to education.
States have several obligations with regards to the right to education. Pursuant to article 2.2 of
the ICESCR, states posses the immediate and general obligation of guaranteeing the right to
education without discrimination of any kind irrespective of constraints upon resources. When
corruption restricts the access to education, discrimination is clearly taking place as it will be
shown later in this work.
As provided in article 2.1 of the ICESCR, states also have the general obligation to take steps
to progressively achieve the full realisation of the right to education. When corruption in the
education sector is widespread and systematic, the state does not seem to be taking steps in
the right direction. But most importantly, the right to education, like all human rights, imposes
on states three specific obligations: the obligations to respect, protect, and fulfil. The
obligation to respect requires states to avoid measures that hinder or prevent the enjoyment of
the right to education. States must prevent denial of access to education both in law and
practice. Direct or indirect costs, such as compulsory levies on parents (sometimes portrayed
as voluntary, when in fact they are not) constitute disincentives to the enjoyment of the right
to education.54 The Committee on Economic, Social and Cultural Rights has identified that
the failure to take measures that address de facto educational discrimination constitutes a
violation of the right to education.55 Thus, when a person is asked for a bribe in order to
access their education, there is a clear de facto discrimination and the state is not complying
with its obligation to respect the enjoyment of that person’s right to education.
The obligation to protect requires states to take measures that prevent third parties from
interfering with the enjoyment of the right to education. To this end, states must combat
discrimination in access to education and must maintain an acceptable educational standard of
quality. Most of the examples under this section are of cases where third parties interfere in
the enjoyment of the right to education, particularly with regards to access and quality of
education. When this takes places, states are not complying with their obligation to protect the
enjoyment of this right.
54 CESCR, General Comment No. 11: Plans of Action for Primary Education, Article 14, U.N. Doc.
E/C.12/1999/4, 10 May 1999, para. 7.
55 CESCR, General Comment No. 13, supra note 50, para. 59.
30
The obligation to fulfil requires states to take positive measures that enable and assist
individuals and communities to enjoy the right to education. States must work towards free
education and must make education facilities and teaching materials available to their citizens.
When embezzlement of funds destined to education result in lack of education facilities and
teaching materials, the state is clearly not complying with its obligation to fulfil.
As seen in this section, most corrupt practices in the education sector infringe upon one or
more of the elements of the right to education (availability, accessibility, acceptability, and
adaptability). Such cases evidence the ways in which corruption may violate in a direct way
the right to education.
31
Embezzlement of Funds Destined to Social Programmes as a Violation of
Human Rights
The rationale behind claiming that corruption is a violation of human rights usually stems
from the general notion that money lost to corruption could be used to buy medicine, equip
schools, and provide for food. Hence, it is useful to analyse in more detail the corrupt practice
of embezzlement, particularly the embezzlement of funds destined to social programmes. This
recurrent corrupt practice may affect a wide range of human rights.
As described earlier, the right to health (ICESCR Art. 12) is usually understood in terms of
the availability, accessibility, acceptability, and quality of the public health and health-care
facilities, goods, services, and programmes. Health facilities, as well as goods and services
have to be available in sufficient quantity within the state, accessible to everyone without
discrimination, and scientifically and medically appropriate and of good quality. Most
corruption cases affect several of these elements of the right to health. This is particularly true
in the case of embezzlement of public funds by public officials. Part of the health budget can
“disappear” before it is paid out by the Ministry of Finance to the Ministry of Health. More
money is then siphoned off as funds are channelled from the national government to
provincial governors and eventually to directors or managers of local hospitals. As resources
are drained from health budgets through embezzlement and procurement fraud, less funding is
available to pay salaries and fund operations and maintenance, leading to demotivated staff,
lower quality of care, and reduced service availability and use. In other words, corrupt acts
and especially embezzlement have the potential of interfering simultaneously with the
availability, accessibility, and quality of the right to health and thus violate such right.
Embezzlement may also affect the food safety and dietary needs recognised in the right to
food (ICESCR Art. 11.2). When a public official misappropriates part of a subsidy scheme or
other funds allocated for a food programme to instead purchase low-cost and substandard
quality food, the dietary needs and food safety of that programme or scheme will be affected,
possibly resulting in the violation of the right to food of the beneficiaries of the food scheme.
Food must also be accessible to everyone, i.e. both economically affordable and physically
accessible. A specific aspect of the element of accessibility is that socially vulnerable groups
such as landless persons and other particularly impoverished segments of the population may
need attention through special programmes. Corruption restricts accessibility to food mainly
by undermining such programmes. In practice, corruption has been present in many such food
programmes and schemes designed to alleviate food necessities of socially vulnerable people.
This is because programmes and schemes designed to give everyone access to food often have
large budgets, thus creating opportunities and incentives for corruption. When a person in the
programme embezzles funds which were destined to buy and distribute food, or when he
embezzles the food itself, and diverts the food into the black market for personal profit, this
practice will result in socially vulnerable people without direct access to their food ration.
The right to adequate food of these people is clearly violated by corruption.
The embezzlement of funds originally allocated to provide education takes away needed
resources to equip educational institutions. The right to education (ICESCR Arts. 13 and 14)
provides that education institutions and programmes must be available in sufficient quantity.
Availability also means that educational institutions and programmes must be equipped with
what they require to function, such as buildings, sanitation facilities, safe drinking water,
trained teachers receiving competitive salaries, and teaching materials.
32
Several different corrupt practices in the education sector have a negative effect on the
availability of education and most notably the embezzlement of funds. When funds are stolen
it is the children, who suffer the largest consequences, having to make do with poor quality
educational equipment. Moreover, the lack of resources also results in lower salaries for
teachers, which is part of the reason why they incur into regular absenteeism or corrupt
practices, such as asking for bribes. Thus, the embezzlement of funds also indirectly creates
more opportunities for corruption. When embezzlement of funds destined to education result
in lack of education facilities and teaching materials, the state is clearly not complying with
its obligation to fulfil the right to education and thus the right to education is violated.
Likewise, corruption by way of embezzlement of funds that are destined to finance prison
services may result in fewer resources and deteriorating detention conditions. Everyone
deprived of their liberty in prisons, hospitals, detention camps, correctional institutions, or
elsewhere have the right to be treated with humanity and dignity (ICCPR Art. 10). For
example, in the treatment of prisoners, humanity and dignity means: minimum floor space
and cubic content of air for each prisoner, adequate sanitary facilities, clothing which in no
manner should be degrading or humiliating, a separated bed, and food of adequate nutritional
value.56
Embezzlement of prison funds can occur at different levels, from the highest ministerial level
down to the person in charge of the prison or institution where people are held. Corruption of
this type will certainly affect the treatment of prisoners, possibly to a degree which would
render their treatment inhuman and undignified. This may happen, for example, if a lack of
resources results in a shortage of food for prisoners or if there are no financial resources to
provide them with necessary blankets or beds. If corruption is at the origin of the lack of
financial resources, it may be linked with a violation of the right of persons denied of their
liberty to be treated with humanity and dignity.
The corrupt practice of embezzlement or misappropriation of assets may also affect the right
to a fair trial and to an effective remedy (ICCPR Art. 14 and 2.3). Embezzlement of funds
allocated to justice takes away resources from the administration of justice and will affect its
quality and effectiveness. The lack of resources for a proper administration of justice may
result in insufficient personnel if there are no resources to afford the necessary amount of
personnel, just to name one example. This in turn might create a backlog of cases and
excessively delay procedures, thus infringing upon a person’s right to be tried without undue
delay as provided under the ICCPR article 14.3(c) and, consequently, violating their right to a
fair trial and an effective remedy.
When money goes missing the state is not complying with a principal human rights
obligation: to use the maximum of its available resources to achieve the full realisation of
economic, social and cultural rights (ICESCR Art. 2.1). In addition, the corrupt practice of
embezzlement usually involves assets that were destined to provide goods or services to the
citizenry. Hence, in most cases the embezzlement of funds prevents the state from delivering
those goods or services and thus fulfilling human rights. In such cases, as seen in this section
through several examples the embezzlement of assets might result in human rights violations.
56 United Nations Standard Minimum Rules for the Treatment of Prisoners, Part I: Rules of General Application.
33
Corruption Results in Discrimination
The impact of corrupt practices on the rights to equality and non-discrimination merits a
separate analysis as corruption by definition constitutes a means of escaping equal treatment
and in most cases results in discrimination.
All individuals possess the right to equality and non-discrimination (ICCPR Arts. 2.1, 3, 26
and ICESCR Arts. 2.2, 3). Everyone is equal before the law and has the right to be protected
by law on a basis of equality. These rights guarantee that those in equal circumstances are
dealt with equally in law and in practice. A violation of the principle of non-discrimination
arises if: a) equal cases are treated in a different manner; b) a difference in treatment does not
have an objective and reasonable justification; or c) if there is no proportionality between the
aim sought and the means employed.
The Human Rights Committee has defined discrimination as “any distinction, exclusion,
restriction or preference which is based on any ground such as race, colour, sex, language,
religion, political or other opinion, national or social origin, property, birth or other status, and
which has the purpose or effect of nullifying or impairing the recognition, enjoyment or
exercise by all persons, on an equal footing, of all rights and freedoms.”
There are four features of this definition to note in connection with corruption. First, the acts
of discrimination are widely defined as “any distinction, exclusion, restriction or preference,”
and a corrupt act intrinsically carries a distinction, exclusion and/or preference. Second, an act
of discrimination is carried out on the basis of a ground, such as race, colour, and sex.
However, the phrase “other status” in the definition of discrimination shows that the list of
prohibited grounds is not exhaustive. Thus, discrimination on the basis of any ground
including corruption is prohibited. Third, the definition of discrimination prohibits acts that
have a discriminatory “purpose or effect.” Corruption has both a discriminatory purpose and
by definition creates a discriminatory effect. Fourth, the discrimination must bring about the
specific result of nullifying or impairing the equal recognition, enjoyment or exercise of
another human right, such as the right to life, right to education, or right to health. Many
corruption cases have such effect and create a distinction, exclusion, restriction or preference
of one or more persons when exercising a right.
However, discrimination can also take place even if no specific right apart from the right to
equality is affected. Article 26 of the ICCPR prohibits discrimination in law or in fact in any
field regulated and protected by public authorities and is not limited to those rights which are
provided for in the ICCPR. For instance, when a person gets a privilege in the process of
obtaining an official document such as a passport or visa, or when a person bribes a customs
official and is allowed to clear goods from customs without paying duties and taxes, there is
no other human right affected but the right to equality, i.e. the right to be treated equally in the
process of obtaining the visa or passport or when clearing goods from customs. This right
stands independently from other human rights.
Thus, all persons are entitled to equality of treatment from public officials in the exercise of
their powers, duties, and functions. However, if a person bribes a public official, that person
acquires a privileged status in relation to other similarly placed individuals who have not
partaken in bribery.
34
Similarly, when a person is asked for a bribe in order to obtain a service to which the person
was entitled without any payment, that person is excluded in relation to other individuals in
the same situation. There is a violation of the rights in question because equal cases are
treated in a different manner and the difference in treatment results from a corruption which is
certainly not an objective and reasonable justification.
Corrupt practices commonly produce an unequal and discriminatory enjoyment of human
rights. When corruption restricts the access to adequate housing, discrimination is taking
place. A person that is denied access to housing because he is not willing to pay the necessary
bribe sees his right to housing violated. Housing should be accessible to all, and
disadvantaged groups in particular should be accorded some degree of priority consideration
in the housing sphere. In many countries when housing programmes are implemented, the
easiest way to obtain a house is by bribing the relevant person. In other occasions, people are
promised alternative housing after being evicted. But access to such alternative housing is
often dependent upon bribing the person in charge of housing distribution. Sometimes, wellintentioned
housing subsidised programmes designed for disadvantaged groups are hijacked
by administrators of the programme who require bribes in order to allocate low-cost housing
units.
Corruption in the health sector, as is the case in many other human rights, also usually
violates the right to equality and non-discrimination. As described above, when bribes are
requested from patients, their access to health is severely restricted. Moreover, states have the
immediate obligation to guarantee that the right will be exercised without discrimination. In
this context, there is an interesting link between bribes paid to health workers and the
accessibility and quality requirements of the health services. A study on corruption shows that
among the people that admitted to having paid bribes to obtain healthcare, 23% stated that
they were forced to pay because they could not get the health service without paying, while
73% admitted to having paid bribes to either get a better treatment or to save time.57 Hence, if
a bribe was required as a response to extortion from a health worker or to have access to a
minimum standard of quality, there is direct violation of the right to health.
Somehow different is the case of payments meant to be a token of gratitude or given to have
access to higher levels of quality of health services. In this case, the elements of access and
quality of care received by the patient are sufficient. Yet, there is discrimination in the
provision of health services with regards to the rest of the patients. The right to equality and
non-discrimination applies in the enjoyment of all other human rights, including the right to
health. Hence, even if the bribe or informal payment has no effect on the availability,
accessibility, or quality of health, such corrupt act still constitutes a violation of the right to
health because it is provided in a discriminatory way.
Corruption in the education sector also results in discrimination. When children are requested
to make informal payments, their access to education is not based on standards of equality but
on ability to pay a bribe, which amounts to discrimination and corruption. The Committee on
57 See, http://www.livemint.com/2007/05/02221904/Corruption-Catalogue-governme.html Also, for example, a
survey in Bangalore, India, showed that 17% of households that participated in the initiative (report cards)
claimed to have paid bribes in hospitals. The purpose of the bribes was mostly, to ensure good and proper
treatment, to pay for doctor's or other hospital staff services, to have the patient cleaned and looked after, as a
response to extortion from doctors, or simply as token of gratitude. See, K. Gopakumar, Transparency
International Working Paper, Citizen Feedback Surveys to Highlight Corruption in Public Services: The
Experience of Public Affairs Centre, Bangalore, 1998.
35
Economic, Social and Cultural Rights has identified the failure to take measures that address
de facto educational discrimination to constitute a violation of the right to education. Thus,
when a person is asked for a bribe in order to access education, there is a clear de facto
discrimination and the state is not complying with its obligation to respect the enjoyment of
that person’s right to education.
Furthermore, corruption may have more of a tendency to negatively affect the human rights of
people that belong to a specific vulnerable group. In highly corrupt environments where the
enjoyment of certain human rights is dependent on bribes people belonging to vulnerable
groups usually lack the necessary economic resources and thus may have no access to basic
human rights. Also, often they are discriminated against through corrupt means.
Vulnerable groups can see their rights violated by corrupt practices when the person partaking
in corruption wants to exploit their vulnerability and social stigma to his advantage. For
instance, due to social stigma, it is unlikely that a person belonging to a vulnerable group will
publicly challenge the corrupt behaviour of a public official. Thus, vulnerable groups are easy
prey for people partaking in extortion. For example, a survey carried out by the ILO in the
construction industry of a particular country showed how corrupt officials take advantage and
perpetuate the vulnerable position of irregular migrant workers.58 All respondents claimed
that they had been repeatedly under pressure from law enforcement agencies. A worker
without a residence permit always faces the threat of deportation, which has led to the
emergence of a criminal business that blackmails and harasses these workers in order to extort
money. In addition, companies offer temporary permits that are usually forged, making these
migrants easy prey for corrupt law enforcement officers. For violating residency regulations,
police require migrants to hand over their passport, which can then only be retrieved for a fee.
Failing this, the passport is handed over to the intermediary, who then forces the worker to
pay for its return. Visibly, corruption can magnify and exacerbate existing human rights
problems of vulnerable groups.
Furthermore, vulnerable groups may see their rights disproportionately affected when people
intentionally discriminate against them through corrupt means. In the above case, the person
partaking in corruption is mostly concerned with obtaining an advantage by exploiting the
weakness of a person from a vulnerable group, but does not have an ultimate motive to further
discriminate against them. In this case, however, corruption is specifically used as tool to
further abuse people and discriminate against them. For example, people belonging to a
vulnerable group may be asked to pay bribes precisely because they are part of a vulnerable
group. There are reports that corruption impacts the Roma population more severely.
According to these reports, Roma, when compared to other people, are disproportionately
asked to pay bribes in order to have access to health and education.59
Those who partake in corruption systematically attempt to protect themselves by maintaining
the status quo. Persons in a position of power that are benefiting from corrupt practices will
attempt by all means, including further corruption, to protect themselves and maintain their
position of power. As a consequence, people that are not in a position of power, such as
58 I.L.O., A Global Alliance against Forced Labour: Report of the Director General, Global Report under the
Follow-up to the ILO Declaration on Fundamental Principles and Rights at Work 2005, International Labour
Conference, 93rd Session 2005, Report I (B), p. 49, para. 232.
59 U.N. Econ. & Soc. Council, Report Submitted by the Special Rapporteur on the Sale of Children, Child
Prostitution and Child Pornography, Juan Miguel Petit: Addendum, Mission to Albania, U.N. Doc.
E/CN.4/2006/67/Add.2, 27 March 2006, para. 47.
36
members of vulnerable groups, are further oppressed to prevent any change in social class and
power relations. In a nutshell, corruption reinforces the exclusion of vulnerable groups.
Tidak ada komentar:
Posting Komentar